RC.No.4238 -Notice of Attachment dated 03.12.2021 - 1. Asahi Infrastructure & Projects Ltd. (PAN:AAACA8777F) 2. Laxminarayan Jainarayan Rathi (PAN:ABDPR9730L ) in the matter of GDR issue of Asahi Infrastructure & Projects Ltd

RC.No.4238 -Notice of Attachment dated 03.12.2021 - 1. Asahi Infrastructure & Projects Ltd. (PAN:AAACA8777F) 2. Laxminarayan Jainarayan Rathi (PAN:ABDPR9730L ) in the matter of GDR issue of Asahi Infrastructure & Projects Ltd

Adjudication Order in respect of Bimla Devi Mundra in the matter of dealings in Illiquid Stock Options at the Bombay Stock Exchange

Adjudication Order in respect of Bimla Devi Mundra in the matter of dealings in Illiquid Stock Options at the Bombay Stock Exchange

Adjudication order in respect of Hetal Chandrakant Dhruv and Radhika Chandrakant Dhruv in the matter of Kalpa Commerical Limited

Adjudication order in respect of Hetal Chandrakant Dhruv and Radhika Chandrakant Dhruv in the matter of Kalpa Commerical Limited

Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites

Publishing Investor Charter and disclosure of Investor Complaints by Stock Brokers on their websites

Remittance Advice- Neetu Gupta in the matter of Ram Minerals and Chemicals Ltd.

Remittance Advice- Neetu Gupta in the matter of Ram Minerals and Chemicals Ltd.

Adjudication Order in respect of Darshana Devi Tharad in the matter of dealings in Illiquid Stock Options at BSE

Adjudication Order in respect of Darshana Devi Tharad in the matter of dealings in Illiquid Stock Options at BSE

Release Order - Pradeep Kumar Jindal and 10 others defaulters in the matter of Focus Industrial Resources Limited

Release Order - Pradeep Kumar Jindal and 10 others defaulters in the matter of Focus Industrial Resources Limited

Adjudication order in respect of Arth Stockbroking Private Limited in the matter of IPO Investigations

Adjudication order in respect of Arth Stockbroking Private Limited in the matter of IPO Investigations

Remittance Advice- Mayur Development and Leasing Ltd. in the matter of HPC Biosciences Ltd.

Remittance Advice- Mayur Development and Leasing Ltd. in the matter of HPC Biosciences Ltd.

Remittance Advice- Eco Friendly Food Processing Park Ltd. in the matter of Esteem Bio Food Processing Ltd.

Remittance Advice- Eco Friendly Food Processing Park Ltd. in the matter of Esteem Bio Food Processing Ltd.

Remittance Advice- Seema Khandelwal in the matter of Delta Leasing & Finance Limited

Remittance Advice- Seema Khandelwal in the matter of Delta Leasing & Finance Limited

Remittance Advice- Subodh Kumar Khandelwal in the matter of Delta Leasing & Finance Limited

Remittance Advice- Subodh Kumar Khandelwal in the matter of Delta Leasing & Finance Limited

Remittance Advice- Delta Leasing & Finance Ltd in the matter of Delta Leasing & Finance Limited

Remittance Advice- Delta Leasing & Finance Ltd in the matter of Delta Leasing & Finance Limited

Notice of Attachment of Bank Accounts and Demat Accounts 7738 & 7739 dated November 30, 2021 against Harish Gupta in the matter of Himachal Fibres Limited under Recovery Certificate No. 4246 of 2021

Notice of Attachment of Bank Accounts and Demat Accounts 7738 & 7739 dated November 30, 2021 against Harish Gupta in the matter of Himachal Fibres Limited under Recovery Certificate No. 4246 of 2021

Release Order in respect of Certificate No. 3417 - A.P No 6670 & 6671 of 2021 - Mahavir Finance Pvt Ltd. - Illiquid Stock Options at BSE

Release Order in respect of Certificate No. 3417 - A.P No 6670 & 6671 of 2021 - Mahavir Finance Pvt Ltd. - Illiquid Stock Options at BSE

Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites

Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites

Adjudication order in respect of Mr. Nitesh Doshi in the matter of Paramount Printpackaging Ltd.

Adjudication order in respect of Mr. Nitesh Doshi in the matter of Paramount Printpackaging Ltd.

Adjudication order in respect of Mr. Harshadbhai Modi in the matter of Paramount Printpackaging Ltd.

Adjudication order in respect of Mr. Harshadbhai Modi in the matter of Paramount Printpackaging Ltd.

Adjudication order in respect of Ambey Bhawani Projects Private Limited in the matter of dealing in Illiquid Stock Options at BSE

Adjudication order in respect of Ambey Bhawani Projects Private Limited in the matter of dealing in Illiquid Stock Options at BSE

Adjudication order in respect of Late Smt Anokhi Devi Bansal

Adjudication order in respect of Late Smt Anokhi Devi Bansal

Adjudication order in respect of Abhideep Global Finance Private Limited in the matter of dealing in Illiquid Stock Options at BSE

Adjudication order in respect of Abhideep Global Finance Private Limited in the matter of dealing in Illiquid Stock Options at BSE

Adjudication Order in respect of Nilliampathy Tracon Pvt Ltd in the matter of dealings in Illiquid Stock Options on BSE

Adjudication Order in respect of Nilliampathy Tracon Pvt Ltd in the matter of dealings in Illiquid Stock Options on BSE

Adjudication Order in respect of Crayon Capital Art Fund, Gaurav Karan and Amit Vadehra in the matter of Crayon Capital Art Fund

Adjudication Order in respect of Crayon Capital Art Fund, Gaurav Karan and Amit Vadehra in the matter of Crayon Capital Art Fund

Adjudication Order in respect of Neeraj Gupta and 5 Ors. in the matter of Golden Legand Leasing and Finance Ltd.

Adjudication Order in respect of Neeraj Gupta and 5 Ors. in the matter of Golden Legand Leasing and Finance Ltd.

Adjudication Proceedings in respect of Shruti Jain in the matter of dealings in Illiquid Stock Options at the BSE.

Adjudication Proceedings in respect of Shruti Jain in the matter of dealings in Illiquid Stock Options at the BSE.

Adjudication Order in respect of Shubham Karnani HUF in the matter of dealings in Illiquid Stock Options at the BSE Limited

Adjudication Order in respect of Shubham Karnani HUF in the matter of dealings in Illiquid Stock Options at the BSE Limited

Adjudication Order in respect of Neetu Yadav in the matter of dealings in Illiquid Stock Options at BSE

Adjudication Order in respect of Neetu Yadav in the matter of dealings in Illiquid Stock Options at BSE

Adjudication Order against Right Finstock Pvt. Ltd. in the matter of Gujarath Arth Limited

Adjudication Order against Right Finstock Pvt. Ltd. in the matter of Gujarath Arth Limited

Final Order in respect of Yash Chawla-Sole Proprietor of M/s Khelo MCX Research Services

Final Order in respect of Yash Chawla-Sole Proprietor of M/s Khelo MCX Research Services

Final Order in respect of Parklight Securities Pvt. Ltd. in the IPO matter of Tijaria Polypipes Ltd.

Final Order in respect of Parklight Securities Pvt. Ltd. in the IPO matter of Tijaria Polypipes Ltd.

Funds Trading in Bitcoin Futures – Investor Bulletin

The Securities and Exchange Commission’s (SEC’s) Office of Investor Education and Advocacy (OIEA) and the Commodity Futures Trading Commission’s (CFTC’s) Office of Customer Education and Outreach (OCEO) urge investors considering a fund with exposure to the Bitcoin futures market to weigh carefully the potential risks and benefits of the investment. Among other things, investors should understand that Bitcoin, including gaining exposure through the Bitcoin futures market, is a highly speculative investment. As such, investors should consider the volatility of Bitcoin and the Bitcoin futures market, as well as the lack of regulation and potential for fraud or manipulation in the underlying Bitcoin market.

Investor Bulletin: How to Open a Brokerage Account

The SEC's Office of Investor Education and Advocacy is updating this Investor Bulletin to help you understand what to expect when opening a brokerage account, including what information you will need to provide, what decisions you will be asked to make, and what questions you should ask your broker. Brokerage accounts differ from investment advisory accounts, which generally are governed by different rules and regulations. For information on opening an advisory account, please see our bulletin: Opening an Investment Advisory Account. For additional information on working with broker-dealers and investment advisers, please see Investor.gov’s Working with Brokers and Investment Advisers. Before opening an account with any broker, you should always remember to read the firm’s relationship summary (Form CRS) and check the broker's background and disciplinary history. For guidance in finding a broker's background or disciplinary history, as well as other tips to consider when selecting a broker, please read our bulletin How to Select an Investment Professional.

Investor Bulletin: Understanding Margin Accounts

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about the use of margin accounts to buy securities and their related risks.

Leveraged Investing Strategies – Know the Risks Before Using These Advanced Investment Tools

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the risks of using leveraged investment strategies.

Thinking About Investing in the Latest Hot Stock?

SEC issues investor alert on significant risks of short-term trading based on social media.