Appeal No. 5663 and 5664 of 2023 filed by Geeta Khattar

Appeal No. 5663 and 5664 of 2023 filed by Geeta Khattar

Appeal No 5662 of 2023 filed by R K Singh

Appeal No 5662 of 2023 filed by R K Singh

Adjudication Order in respect of Mr. Man Prakash Biyani in the matter of Illiquid Stock Options at BSE

Adjudication Order in respect of Mr. Man Prakash Biyani in the matter of Illiquid Stock Options at BSE

Corrigendum to the Final Order in respect of Shri Kamaldeep Singh the matter of M/s Mission Believe

Corrigendum to the Final Order in respect of Shri Kamaldeep Singh the matter of M/s Mission Believe

Adjudication Order in the matter of manipulative trading activities of certain entities in the scrips of Cosyn Limited, Tera Software Limited, Flex Foods Limited and Jubilant Industries Limited

Adjudication Order in the matter of manipulative trading activities of certain entities in the scrips of Cosyn Limited, Tera Software Limited, Flex Foods Limited and Jubilant Industries Limited

Adjudication Order in the matter of Generic Engineering Construction and Projects Ltd.

Adjudication Order in the matter of Generic Engineering Construction and Projects Ltd.

Completion of Recovery Certificate No. 6503/2023 against Mr. Durga Prasad Pilli in the matter of Apex Frozen Food Limited

Completion of Recovery Certificate No. 6503/2023 against Mr. Durga Prasad Pilli in the matter of Apex Frozen Food Limited

Completion of Recovery Certificate No. 6450/2023 against Solex Commercial Credit Pvt Limited in the matter of Kelvin Fincap Limited

Completion of Recovery Certificate No. 6450/2023 against Solex Commercial Credit Pvt Limited in the matter of Kelvin Fincap Limited

Release Order for RC No. 6502/2023 against Mr. Devalla Satya Madhavi (PAN – AUUPD2375D) in the matter of Apex Frozen Food Limited

Release Order for RC No. 6502/2023 against Mr. Devalla Satya Madhavi (PAN – AUUPD2375D) in the matter of Apex Frozen Food Limited

Completion of Recovery Certificate No. 6502/2023 against Mr. Devalla Satya Madhavi in the matter of Apex Frozen Food Limited

Completion of Recovery Certificate No. 6502/2023 against Mr. Devalla Satya Madhavi in the matter of Apex Frozen Food Limited

Notice of Attachment to HDFC bank in RC No. 6014 of 2022 drawn against Bhanuprasad Dipakkumar Trivedi (PAN: ABTPT6882D) in the matter of IPO Investigations

Notice of Attachment to HDFC bank in RC No. 6014 of 2022 drawn against Bhanuprasad Dipakkumar Trivedi (PAN: ABTPT6882D) in the matter of IPO Investigations

Final Order in respect of India Infrastructure Fund II, Global Infrastructure Partners India Private Limited and IDBI Trusteeship Services Limited

Final Order in respect of India Infrastructure Fund II, Global Infrastructure Partners India Private Limited and IDBI Trusteeship Services Limited

Adjudication Order in the matter of CapitalVia Global Research Limited in respect of CapitalVia Global Research Limited, Kiran Ravindra Kumar Choudhary and Rohit Gadia

Adjudication Order in the matter of CapitalVia Global Research Limited in respect of CapitalVia Global Research Limited, Kiran Ravindra Kumar Choudhary and Rohit Gadia

SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 6383 of 2023 – Mr. Rahul D Shah (PAN: AUPPS3297Q) in the matter of SFL International Ltd

SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 6383 of 2023 – Mr. Rahul D Shah (PAN: AUPPS3297Q) in the matter of SFL International Ltd

SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 6378 of 2023 – Shital Navnitbhai Chokshi (PAN: AAPPC2166A) in the matter of SFL International Ltd

SEBI Order for Compliance – Cancellation Order for Recovery Certificate No. 6378 of 2023 – Shital Navnitbhai Chokshi (PAN: AAPPC2166A) in the matter of SFL International Ltd

SEBI Order for Compliance – Release Order for Recovery Certificate No. 6383 of 2023 – Mr. Rahul D Shah (PAN: AUPPS3297Q) in the matter of SFL International Ltd

SEBI Order for Compliance – Release Order for Recovery Certificate No. 6383 of 2023 – Mr. Rahul D Shah (PAN: AUPPS3297Q) in the matter of SFL International Ltd

SEBI Order for Compliance – Release Order for Recovery Certificate No. 6378 of 2023 – Shital Navnitbhai Chokshi (PAN: AAPPC2166A) in the matter of SFL International Ltd

SEBI Order for Compliance – Release Order for Recovery Certificate No. 6378 of 2023 – Shital Navnitbhai Chokshi (PAN: AAPPC2166A) in the matter of SFL International Ltd

In the matter of Suumaya Industries Limited and Suumaya Corporation Limited

In the matter of Suumaya Industries Limited and Suumaya Corporation Limited

RC.No.282- Release Order dated 31.05.2023 -Recovery Proceedings under RC.No.282 against Jitendra Jain (PAN: AIMPJ2936J) in the matter of Jaybharat Textiles & Real Estate Ltd.

RC.No.282- Release Order dated 31.05.2023 -Recovery Proceedings under RC.No.282 against Jitendra Jain (PAN: AIMPJ2936J) in the matter of Jaybharat Textiles & Real Estate Ltd.

RC.No.6442- Notice of Completion of recovery proceedings dated 31.05.2023 - Recovery Proceedings under RC.No.6442 against Parag Chandrkant Shah (PAN: ARRPS2518R) in the matter of Kelvin Fincap Ltd.

RC.No.6442- Notice of Completion of recovery proceedings dated 31.05.2023 - Recovery Proceedings under RC.No.6442 against Parag Chandrkant Shah (PAN: ARRPS2518R) in the matter of Kelvin Fincap Ltd.

RC.No.6442- Release Order dated 31.05.2023 -Recovery Proceedings under RC.No.6442 against Parag Chandrkant Shah (PAN: ARRPS2518R) in the matter of Kelvin Fincap Ltd.

RC.No.6442- Release Order dated 31.05.2023 -Recovery Proceedings under RC.No.6442 against Parag Chandrkant Shah (PAN: ARRPS2518R) in the matter of Kelvin Fincap Ltd.

Final Order in the matter of Technical Stock Research

Final Order in the matter of Technical Stock Research

Final Order in the matter of Abhishek Infraventures Limited

Final Order in the matter of Abhishek Infraventures Limited

Order in the matter of Sharon Bio Medicine Limited

Order in the matter of Sharon Bio Medicine Limited

Final Order in the matter of M/s Mission Believe

Final Order in the matter of M/s Mission Believe

Adjudication order in the matter of Appu Marketing and Manufacturing Limited

Adjudication order in the matter of Appu Marketing and Manufacturing Limited

Adjudication Order in respect of Manas Mercantile Private Limited in the matter of trading in Illiquid Stock Options at BSE

Adjudication Order in respect of Manas Mercantile Private Limited in the matter of trading in Illiquid Stock Options at BSE

Adjudication order in the matter of Gayatri Sugars Limited

Adjudication order in the matter of Gayatri Sugars Limited

Adjudication Order in respect of Late Shri Hari Krishan in the matter of dealings in the Illiquid Stock Options at BSE.

Adjudication Order in respect of Late Shri Hari Krishan in the matter of dealings in the Illiquid Stock Options at BSE.

Adjudicating Order in respect of Late Shri Haridas Sundardas in the matter of dealings in Illiquid Stock Options at BSE.

Adjudicating Order in respect of Late Shri Haridas Sundardas in the matter of dealings in Illiquid Stock Options at BSE.

Updated Investor Bulletin: Leveraged and Inverse ETFs

The SEC staff and FINRA are issuing this Alert because we believe individual investors may be confused about the performance objectives of leveraged and inverse exchange-traded funds (ETFs).

Investor Alert: Self-Directed IRAs and the Risk of Fraud

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors of risks associated with self-directed Individual Retirement Accounts (self-directed IRAs). Self-directed IRAs allow investment in a broader—and potentially riskier—portfolio of assets than other types of IRAs. While a broader set of investment options may have appeal, investors should be mindful that investments in self-directed IRAs raise risks including fraudulent schemes, high fees, and volatile performance.

Updated Investor Bulletin: Crowdfunding Investment Limits Increase

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to advise investors about the inflation-adjusted increase in the investment limits for securities-based crowdfunding.

Updated Investor Bulletin: Regulation Crowdfunding for Investors

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about a new investing opportunity in the form of securities-based crowdfunding.

Investor Bulletin: Performance Claims

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to educate investors about investment performance claims. If you are in the market for an investment, you will likely come across sales and marketing materials that describe an investment’s performance. You should know that performance information can be presented in many different ways. Before making a decision, always make sure you understand how any performance claim is calculated and presented – and whether or not the claim is reliable and applies to your particular circumstances. Here are a few things to consider.

Social Media and Investment Fraud – Investor Alert

Fraudsters often use social media to scam investors.  The SEC’s Office of Investor Education and Advocacy encourages you to be skeptical and never make investment decisions based solely on information from social media platforms or apps.

Broker-Dealer/Customer Arbitration: Investor Bulletin

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the arbitration and mediation processes involving a customer dispute with a broker-dealer.

Extended-Hours Trading: Investor Bulletin

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about extended-hours trading for stocks. Extended-hours trading, refers to trading that occurs outside of regular trading hours. Regular trading hours for stocks traded on exchanges and certain other markets are from 9:30 a.m. to 4:00 p.m. Eastern Time. Extended-hours trading sessions may occur before or after regular trading hours. The duration of extended-hours trading sessions varies between markets and trading venues. Investors should contact their brokerage firms to determine if and when extended-hours trading sessions are available.

Watch Out for Fake COVID-19 Claims When Investing -- Investor Alert

Investors should be aware that false statements may be made -- including in company press releases, promotional materials, and social media posts -- about a company offering or developing products that prevent, detect, or treat COVID-19, in order to inflate the value of a company’s stock. Fraudulent stock promotions of these companies also may be made through “research reports” that make predictions of a specific “target price.” Never invest in a company based solely on information in a press release or stock promotion. If claims about the company’s products are inaccurate or unreliable, you may lose a lot of the money you invest.

Investor Bulletin – Top 10 Investment Tips for College Students

One of the best ways to build wealth is by saving and investing over a long period of time. The earlier you start, the easier it is for your money to grow. Opening your first investment account is a key step in beginning your investment journey. As a college student, you may receive offers to open an investment account. These offers could come from your bank, from someone you or your family know, or even at a campus coffee shop. They also can include incentives, like free stock or cash to invest, as a way to entice you to sign up. Here are ten important investment tips from the SEC’s Office of Investor Education and Advocacy to consider when opening any investment account.